Supervisory statement on the ORSA in the context of COVID-19
Provider: View Original Type: Link Title: Supervisory statement on the ORSA in context of COVID-19 - Eiopa European Commission Description: Supervisory statement on the ORSA in context of COVID-19
ESMA finds NCAs imposed sanctions of €8.4 million for MiFID II breaches in 2020
Provider: View Original Type: Link Title: ESMA finds NCAs imposed sanctions of €8.4 million for MiFID II Description: The European Securities and Markets Authority (ESMA), the EU’s Securities Markets Regulator, has published today its third report on the use of sanctions and measures by National Competent Authorities (NCAs) under the Markets in Financial Instruments Directive (MiFID II).
ESMA consults on remuneration requirements under MiFID II
Provider: Europa Type: Link Title: Guidelines on certain aspects of the MiFID II remuneration Description: This paper is primarily of interest to competent authorities and investment firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council (MiFID II). In particular, this paper is addressed to investment firms and credit institutions providing investment services and activities, investment firms and credit institutions when selling structured
ESMA consults on remuneration requirements under MiFID II
Provider: View Original Type: Link Title: ESMA consults on remuneration requirements under MiFID II Description: The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today launches a consultation on draft ESMA guidelines on certain aspects of the MiFID II remuneration requirements.
Guidelines on certain aspects of the MiFID II remuneration requirements
Provider: View Original Type: Link Title: Guidelines on certain aspects of the MiFID II remuneration Description: This paper is primarily of interest to competent authorities and investment firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council (MiFID II). In particular, this paper is addressed to investment firms and credit institutions providing investment services and activities, investment firms and credit institutions when selling structured
Provider: View Original Type: Link Title: CPVO Annual Report 2020 | CPVO Description: The CPVO Annual report 2020 provides information on the CPVO priorities and achievements in the fields of R & D, international outreach, and the digital transformation of its core business activities, as well as on its finances and budget. The CPVO Annual report is illustrated with infographics, statistics and charts covering all aspects of the Community Plant Variety Rights
ESMA see small decrease in EEA prospectus approvals in 2020
Provider: View Original Type: Link Title: ESMA see small decrease in EEA prospectus approvals in 2020 Description: The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes a joint Annual Report on Prospectus Activity and Sanctions for 2020.