ESMA promotes coordinated action on the suspension of best execution reports
Provider: View Original Type: Link Title: ESMA promotes coordinated action on the suspension of best execution Description: The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, is issuing a Public Statement to promote coordinated action by National Competent Authorities (NCAs) under MiFID II. The statement relates to the temporary suspension of the obligation on execution venues to make available to the public data related to the quality of execution of
Provider: View Original Type: Link Title: Anneli Tuominen to act as Interim Chair of ESMA Description: The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has appointed Anneli Tuominen, current ESMA Vice-Chair and Director-General at the FIN-FSA, to act as Interim Chair until the next Chair takes office. This is effective from 1 April 2021.
EU financial regulators warn of an expected deterioration of asset quality
Provider: View Original Type: Link Title: EU financial regulators warn of an expected deterioration of asset Description: The three European Supervisory Authorities (EBA, EIOPA and ESMA - ESAs) issued today their first joint risk assessment report of 2021. The report highlights how the COVID-19 pandemic continues to weigh heavily on short-term recovery prospects. It also highlights a number of vulnerabilities in the financial markets and warns of possible further market corrections.
The European Supervisory Authorities issue a report on the application of their Guidelines on complaints-handling
Provider: View Original Type: Link Title: The European Supervisory Authorities issue a report on the Description: The Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA - ESAs) published today a Report on the application of their Guidelines on complaints-handling. The Report concludes that the Guidelines have contributed to a consistent approach to complaints-handling across the banking, insurance and securities sectors and have resulted in better outcomes
ESMA updates its Q&As on MiFID II and MiFIR transparency topics
Provider: Europa Type: Link Title: QUESTIONS AND ANSWERS Description: This page contains an overview of all Q&As developed by ESMA per legislative act and instructions on submitting new questions to ESMA. Questions received Update on publication of questions received
ESMA updates its Q&As on MiFID II and MiFIR transparency topics
Provider: View Original Type: Link Title: ESMA updates its Q&As on MiFID II and MiFIR transparency topics Description: The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today updated its Questions and Answers regarding market structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).
Provider: View Original Type: Link Title: ESMA updates SFTR Q&As Description: The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today updated its Questions and Answers related to reporting under the Securities Financing Transactions Regulation (SFTR).